Description
Foreword by Wayne Allyn Root Foreword by R. Richard Hawkins, II Chapter 1.Raising Capital—An Overview of the Regulation of Investment Offerings and the Risks of Non-Compliance Chapter 2.Taking Inventory: Your People, Your Cash Needs, and Your Friends Chapter 3.Mindset of Management: Corporate Pirates or Kumbayah-Culture? Chapter 4.What Does “General Solicitation and Advertising” Mean, and Why Is It a Problem? Chapter 5.Penalties and Problem Areas Chapter 6.The Solicitation to the Investor: Making an Offer Chapter 7.Who Can and Cannot Communicate with Prospective Investors Chapter 8.Who You Should Not Speak to Chapter 9.Methods of Communicating Financial Offers Chapter 10.How Much Capital Do You Need? Exemption Planning Chapter 11.What Is the Roadmap to Raising Capital with the Least Litigation Risk? Chapter 12.A Simple Real Estate Financing Example Chapter 13.A Simple Business Buyout Example Chapter 14.A Simple Start-Up Business Capital Raise Chapter 15.Capital for Keeps – Keeping Investors Happy Chapter 16.Professional Assistance Appendices Sample Form Officer and Director Questionnaire Sample Due Diligence Checklist Sample SEC Form D Sample New York Regulation D Rule 506 Notice of Exemption Sample New York Selling Agent Registration Sample Uniform Consent to Service
